Tsang, Kennedy Kin Tak 曾建德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Asset management | 2023-06-21 | Rep | Advising on securities | 2023-06-21 | 2023-07-11 | Rep | Dealing in securities | 2023-06-21 | 2023-07-11 | RO | Advising on securities | 2023-07-11 | RO | Dealing in securities | 2023-07-11 |
| 2 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2005-01-08 | 2006-06-05 |
| 3 | SBI China Capital Financial Services Limited | Rep | Advising on securities | 2008-10-21 | 2008-12-16 | RO | Advising on securities | 2008-12-16 | 2021-02-28 | Rep | Dealing in securities | 2010-01-05 | 2021-02-28 |
| 4 | SBI China Capital Securities Limited | Rep | Advising on securities | 2006-06-15 | 2007-09-25 | RO | Advising on securities | 2007-09-25 | 2008-04-25 | Rep | Advising on securities | 2008-04-25 | 2008-10-21 | RO | Advising on securities | 2008-10-21 | 2011-09-30 | Rep | Dealing in securities | 2010-01-05 | 2011-09-30 |
| 5 | SBI E2-Capital Securities Limited | Rep | Dealing in securities | 2021-03-15 | 2021-09-16 | RO | Asset management | 2021-03-15 | 2023-01-09 | RO | Advising on securities | 2021-03-15 | 2023-05-30 | RO | Dealing in securities | 2021-09-16 | 2023-05-30 |
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