Tsoi, Chi Kun 蔡智勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Crosby Securities Limited | Rep | Advising on securities | 2021-05-26 | Rep | Dealing in securities | 2021-05-26 |
| 2 | ELSTONE SECURITIES LIMITED | Rep | Dealing in securities | 2019-07-11 | 2019-08-16 | RO | Dealing in securities | 2019-08-16 | 2020-06-30 |
| 3 | SBI China Capital Commodities Limited | Rep | Advising on futures contracts | 2006-04-28 | Rep | Dealing in futures contracts | 2006-04-28 | Rep | Asset management | 2006-07-18 | RO | Advising on futures contracts | 2006-04-28 | 2013-02-28 | RO | Dealing in futures contracts | 2006-04-28 | 2013-02-28 | RO | Asset management | 2006-07-18 | 2007-02-28 | Rep | Asset management | 2007-02-28 | 2008-04-25 | RO | Asset management | 2008-04-25 | 2013-02-28 |
| 4 | SBI China Capital Financial Services Limited | Rep | Advising on corporate finance | 2004-02-26 | Rep | Advising on securities | 2005-02-23 | Rep | Asset management | 2005-02-23 | Rep | Dealing in securities | 2006-10-20 | RO | Dealing in securities | 2006-10-20 | 2019-07-02 | Rep | Asset management | 2008-09-23 | 2019-07-02 |
| 5 | SBI China Capital Securities Limited | RO | Asset management | 2006-10-26 | 2007-02-28 | Rep | Asset management | 2007-02-28 | 2011-09-30 | RO | Dealing in securities | 2008-01-07 | 2011-09-30 |
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