Lam, Ting Lok 林庭樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amasse Asset Management Limited | RO | Advising on securities | 2020-05-21 | RO | Asset management | 2020-05-21 |
| 2 | Amasse Capital Limited | Rep | Advising on corporate finance | 2012-08-02 | 2012-09-28 | RO | Advising on corporate finance | 2012-09-28 | RO | Dealing in securities | 2017-11-03 |
| 3 | CHINA RICH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2007-07-17 | 2008-11-03 | RO | Advising on securities | 2008-11-03 | 2010-12-22 | RO | Asset management | 2008-11-03 | 2010-12-22 |
| 4 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-10-16 | Rep | Advising on securities | 2004-10-16 | Rep | Asset management | 2004-10-16 | Rep | Dealing in securities | 2004-10-16 |
| 5 | Redford Asset Management Limited | RO | Advising on securities | 2011-01-20 | 2012-02-06 | RO | Asset management | 2011-01-20 | 2012-02-06 |
| 6 | REDFORD CORPORATE FINANCE LIMITED | RO | Advising on corporate finance | 2012-02-17 | 2012-05-07 |
| 7 | REXCAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2007-03-07 | 2010-12-22 |
| 8 | SPDB International Holdings Limited | Rep | Advising on corporate finance | 2012-05-16 | 2012-07-27 |
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