Lam, Ka Hang (SFC:ACB908) 林家亨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA DEMETER SECURITIES LIMITED | Rep | Advising on securities | 2016-09-08 | 2016-11-07 | Rep | Asset management | 2016-09-08 | 2016-11-07 | Rep | Dealing in securities | 2016-09-08 | 2016-11-07 | RO | Advising on securities | 2016-11-07 | RO | Asset management | 2016-11-07 | RO | Dealing in securities | 2016-11-07 |
| 2 | CHRISTFUND FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-05-30 | RO | Dealing in futures contracts | 2006-05-30 | 2015-10-27 |
| 3 | CHRISTFUND SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-10-22 | Rep | Advising on securities | 2003-10-22 | Rep | Asset management | 2003-10-22 | Rep | Dealing in securities | 2015-10-27 |
| 4 | NINE RIVERS CAPITAL PARTNERS LIMITED | Rep | Dealing in securities | 2015-11-03 | 2016-07-22 | RO | Advising on securities | 2016-05-04 | 2016-08-31 | RO | Asset management | 2016-05-04 | 2016-08-31 | RO | Dealing in securities | 2016-07-22 | 2016-08-31 |
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