Wong, Anna Wai Kwan 黃慧群
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2012-03-28 | 2012-08-31 | RO | Asset management | 2012-03-28 | 2012-08-31 | RO | Dealing in securities | 2012-03-28 | 2012-08-31 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2012-01-16 | 2013-08-14 | Rep | Dealing in securities | 2012-01-16 | 2013-08-14 |
| 3 | HSBC BROKING (CHINA) LIMITED | RO | Dealing in securities | 2009-12-31 | 2011-10-08 |
| 4 | HSBC BROKING FOREX (ASIA) LIMITED | RO | Leveraged foreign exchange trading | 2009-12-31 | 2011-10-08 |
| 5 | HSBC BROKING FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2009-12-31 | 2011-10-08 |
| 6 | HSBC BROKING FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2009-12-31 | 2011-10-08 |
| 7 | HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2009-12-31 | 2011-10-08 |
| 8 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2009-12-31 | 2011-10-08 |
| 9 | JOLMO CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-12-03 | 2014-01-02 | Rep | Advising on securities | 2013-12-03 | 2014-01-02 | Rep | Asset management | 2013-12-03 | 2014-01-02 | RO | Advising on corporate finance | 2014-01-02 | 2017-02-16 | RO | Advising on securities | 2014-01-02 | 2017-02-16 | RO | Asset management | 2014-01-02 | 2017-02-16 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy