Kou, Sao Peng 高秀萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CBH Asia Limited | Rep | Advising on corporate finance | 2003-08-07 | Rep | Advising on securities | 2007-02-26 | Rep | Asset management | 2007-02-26 | RO | Advising on securities | 2007-02-26 | 2009-03-03 | RO | Asset management | 2007-02-26 | 2009-03-03 | Rep | Advising on securities | 2009-03-03 | 2009-04-02 | Rep | Asset management | 2009-03-03 | 2009-04-02 |
| 2 | Lion Global Financial Limited | Rep | Advising on securities | 2009-07-21 | 2010-02-13 | Rep | Asset management | 2009-07-21 | 2010-02-13 | Rep | Dealing in securities | 2009-07-21 | 2010-02-13 |
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