Shen, Xia 沈俠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China International Capital Corporation (International) Limited | Rep | Advising on securities | 2005-01-27 | Rep | Asset management | 2005-01-27 | Rep | Advising on corporate finance | 2005-09-02 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-09-21 | 2008-08-14 | Rep | Dealing in securities | 2006-12-19 | 2008-08-14 |
| 3 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-09-21 | 2008-08-14 |
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