Yim, Jack Yu Tak 嚴汝德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Absolute Investment Management (HK) Limited | Rep | Advising on securities | 2003-05-20 | 2003-08-07 | Rep | Asset management | 2003-05-20 | 2003-08-07 | Rep | Asset management | 2004-06-09 | 2007-01-23 | RO | Asset management | 2007-01-23 | RO | Advising on securities | 2008-03-11 |
| 2 | BaoQiao Partners Capital Limited | Rep | Advising on corporate finance | 2011-06-20 | 2014-05-22 | Rep | Dealing in securities | 2011-06-20 | 2018-01-04 | RO | Advising on corporate finance | 2014-05-22 | RO | Dealing in securities | 2018-01-04 | 2023-05-10 |
| 3 | BaoQiao Partners Securities (HK) Limited | Rep | Dealing in securities | 2019-10-29 | 2023-04-11 | RO | Advising on securities | 2022-02-10 | RO | Dealing in securities | 2023-04-11 |
| 4 | Joy Silver Limited | Rep | Advising on corporate finance | 2003-08-22 | 2004-06-09 |
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