Chow, Yuen Yee 周婉儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-02-24 | 2018-08-10 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2010-09-24 | 2018-08-10 | Rep | Advising on securities | 2010-09-24 | 2018-08-10 | Rep | Dealing in securities | 2010-09-24 | 2018-08-10 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2005-03-23 | 2010-07-12 | Rep | Advising on securities | 2005-03-23 | 2010-07-12 | Rep | Automated trading services | 2005-03-23 | 2010-07-12 | Rep | Dealing in securities | 2005-03-23 | 2010-07-12 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2005-03-23 | 2010-07-12 | Rep | Dealing in futures contracts | 2005-03-23 | 2010-07-12 |
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