Soo, Peter Kok Beng 蘇國明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Nexus Point Advisors (HK) Limited | RO | Asset management | 2017-05-25 | 2022-11-17 |
| 2 | PineBridge Investments Asia Limited | RO | Advising on corporate finance | 2005-03-15 | RO | Advising on futures contracts | 2005-03-15 | RO | Advising on securities | 2011-06-30 | RO | Asset management | 2011-06-30 | RO | Dealing in securities | 2009-04-02 | 2011-06-30 |
| 3 | PineBridge Investments Hong Kong Limited | RO | Advising on futures contracts | 2005-03-15 | RO | Advising on securities | 2005-03-15 | RO | Asset management | 2011-06-30 | RO | Dealing in securities | 2011-06-30 |
| 4 | SoHo Investment Partners (H.K.) Limited | RO | Asset management | 2014-11-26 | 2017-05-12 |
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