Wong, Mona Wai King 黃惠瓊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSET DYNAMIC MANAGEMENT LIMITED | RO | Advising on securities | 2018-08-07 | 2023-04-26 | RO | Asset management | 2018-08-07 | 2023-04-26 |
| 2 | Beijing Securities Limited | RO | Advising on corporate finance | 2003-12-22 | RO | Advising on securities | 2003-12-22 | RO | Asset management | 2003-12-22 | RO | Dealing in securities | 2003-12-22 |
| 3 | Greater China Securities Limited (b1999-04-26) | Rep | Dealing in securities | 2004-09-30 | 2004-10-12 |
| 4 | NINE RIVERS CAPITAL PARTNERS LIMITED | RO | Dealing in securities | 2015-09-25 | 2016-12-31 | Rep | Asset management | 2016-09-27 | 2016-12-31 |
| 5 | SINOMAX SECURITIES LIMITED | Rep | Dealing in securities | 2004-10-21 | 2005-02-14 |
| 6 | Success Securities Limited | Rep | Dealing in securities | 2005-02-17 | 2005-06-06 |
| 7 | TIFFIT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-09-02 | 2006-07-31 |
| 8 | VICTORY SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-12-21 | 2009-12-07 |
| 9 | VISION FINANCE (SECURITIES) LIMITED | Rep | Dealing in securities | 2009-12-14 | 2011-01-26 | RO | Dealing in securities | 2011-01-26 | 2015-09-01 |
| 10 | WINTECH SECURITIES LIMITED | Rep | Dealing in securities | 2004-06-18 | 2004-07-28 |
| 11 | Yuet Sheung International Securities Limited | Rep | Dealing in securities | 2017-01-11 | 2017-02-10 | RO | Advising on securities | 2017-02-10 | RO | Dealing in securities | 2017-02-10 |
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