Wat, Ying Hang 屈應鏗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF Securities Limited | Rep | Dealing in securities | 2009-07-02 | 2009-08-19 | RO | Dealing in securities | 2009-08-19 | 2011-03-31 |
| 2 | Arta Global Markets Limited | RO | Dealing in securities | 2008-01-08 | 2009-06-30 |
| 3 | Beevest Fortune Asset Management Limited | Rep | Advising on securities | 2020-04-16 | 2020-05-15 | Rep | Asset management | 2020-04-16 | 2020-05-15 | RO | Advising on securities | 2020-05-15 | 2022-04-14 | RO | Asset management | 2020-05-15 | 2022-04-14 |
| 4 | Beijing Securities Limited | RO | Advising on corporate finance | 2004-04-30 | RO | Advising on securities | 2004-04-30 | RO | Asset management | 2004-04-30 | RO | Dealing in securities | 2004-04-30 |
| 5 | Canfield Securities Company Limited | RO | Dealing in securities | 2017-04-19 | 2020-03-01 | RO | Advising on securities | 2018-11-22 | 2020-03-01 | RO | Asset management | 2018-11-22 | 2020-03-01 |
| 6 | CVP Securities Limited | RO | Dealing in securities | 2004-07-09 | 2007-12-31 | RO | Dealing in futures contracts | 2005-05-06 | 2007-12-31 |
| 7 | SINO WEALTH SECURITIES LIMITED | Rep | Dealing in securities | 2014-08-21 | 2014-09-12 | RO | Dealing in securities | 2014-09-12 | 2016-12-31 |
| 8 | SUN SECURITIES LIMITED | RO | Dealing in securities | 2011-04-01 | 2014-08-21 |
| 9 | TUNG YAT SECURITIES LIMITED | RO | Advising on securities | 2022-05-05 | 2023-05-31 | RO | Asset management | 2022-05-05 | 2023-05-31 | RO | Dealing in securities | 2022-09-16 | 2023-05-31 | Rep | Advising on securities | 2023-08-11 | 2023-09-27 | Rep | Asset management | 2023-08-11 | 2023-09-27 | Rep | Dealing in securities | 2023-08-11 | 2023-09-27 | RO | Advising on securities | 2023-09-27 | RO | Asset management | 2023-09-27 | RO | Dealing in securities | 2023-09-27 |
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