Kwok, Kin Chung 郭建聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHEONG LEE SECURITIES LIMITED | RO | Dealing in futures contracts | 2010-06-30 | RO | Dealing in securities | 2010-06-30 | RO | Advising on futures contracts | 2010-09-14 | RO | Advising on securities | 2010-09-14 |
| 2 | KAISER FUTURES LIMITED | Rep | Advising on futures contracts | 2005-02-18 | Rep | Asset management | 2005-02-18 | Rep | Dealing in futures contracts | 2009-01-15 |
| 3 | KAISER SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-02-18 | Rep | Advising on securities | 2005-02-18 | Rep | Asset management | 2005-02-18 | Rep | Dealing in securities | 2005-03-11 | RO | Dealing in securities | 2005-03-11 | 2007-05-03 | Rep | Dealing in securities | 2007-05-03 | 2009-01-15 |
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