Fok, Michael Chi Tat 霍志達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) | Rep | Advising on corporate finance | 2006-08-17 | 2007-03-20 | RO | Advising on corporate finance | 2007-03-20 | 2014-07-25 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2014-08-12 | 2014-11-24 | Rep | Advising on securities | 2014-08-12 | 2014-11-24 | Rep | Dealing in securities | 2014-08-12 | 2014-11-24 | RO | Advising on corporate finance | 2014-11-24 | 2019-10-28 | RO | Advising on securities | 2014-11-24 | 2019-10-28 | RO | Dealing in securities | 2014-11-24 | 2019-10-28 |
| 3 | Joy Silver Limited | Rep | Advising on corporate finance | 2005-11-18 | RO | Advising on corporate finance | 2005-11-18 | 2006-07-14 |
| 4 | Maxa Asset Management Limited | RO | Advising on securities | 2021-03-03 | |
| 5 | MAXA CAPITAL LIMITED | RO | Advising on corporate finance | 2019-11-08 | RO | Dealing in securities | 2019-11-08 |
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