Chu, Joseph Patrick Yeong Kang 徐永康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-06-11 | 2007-10-04 | Rep | Advising on securities | 2007-06-11 | 2007-10-04 | RO | Advising on securities | 2007-10-04 | 2008-04-04 | RO | Advising on corporate finance | 2007-10-04 | 2009-07-02 | Rep | Advising on securities | 2008-04-04 | 2009-07-02 |
2 | CSI Corporate Finance (HK) Limited | RO | Advising on corporate finance | 2004-03-15 | RO | Dealing in securities | 2004-03-15 |
3 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on securities | 2010-02-03 | 2011-09-01 | Rep | Asset management | 2010-02-03 | 2011-09-01 |
4 | Odysseus Capital Asia Limited | RO | Advising on corporate finance | 2009-10-29 | |
5 | ODYSSEUS CAPITAL MANAGEMENT LIMITED (GBSC) | RO | Advising on securities | 2018-04-20 | RO | Asset management | 2018-04-20 |
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