Liu, Portia Kit Ching 廖潔貞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Angel Fund Management (HK) Company Limited | RO | Asset management | 2017-11-03 | RO | Advising on securities | 2018-01-12 |
| 2 | CHINA SKY SECURITIES LIMITED | RO | Dealing in securities | 2017-11-03 | RO | Advising on securities | 2019-07-08 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2005-06-08 | 2017-04-26 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-11-07 | 2017-04-26 |
| 5 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2005-06-02 |
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