Kwan, Gary Chung Yan 關淙仁

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GRAND CATHAY SECURITIES (HONG KONG) LIMITED RO Dealing in securities 2014-05-17
RO Advising on securities 2005-01-18 2005-02-07
2 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) RO Dealing in securities 2013-10-09 2014-05-17

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