Yang, Tsung Wei 楊宗威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2004-12-07 | 2005-02-07 | Rep | Asset management | 2004-12-07 | 2005-02-07 | Rep | Dealing in securities | 2004-12-07 | 2008-05-20 | RO | Asset management | 2007-04-18 | 2014-09-30 | RO | Dealing in securities | 2008-05-20 | 2014-09-30 |
| 2 | KGI ASIA LIMITED | RO | Dealing in securities | 2013-09-02 | 2014-09-30 |
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