Keoy, Soo Lik

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CGS International Securities Hong Kong Limited RO Advising on corporate finance 2010-12-01 2014-06-03
RO Advising on securities 2010-12-01 2014-06-03
RO Dealing in securities 2010-12-01 2014-06-03
Rep Advising on corporate finance 2014-06-03 2017-07-31
Rep Advising on securities 2014-06-03 2017-07-31
Rep Dealing in securities 2014-06-03 2017-07-31
RO Advising on corporate finance 2017-07-31 2019-07-09
RO Advising on securities 2017-07-31 2019-07-09
RO Dealing in securities 2017-07-31 2019-07-09
2 China Galaxy International Securities (Hong Kong) Co., Limited Rep Advising on corporate finance 2019-11-18 2020-01-31
Rep Advising on securities 2019-11-18 2020-01-31
Rep Dealing in securities 2019-11-18 2020-01-31
RO Advising on corporate finance 2020-01-31 2023-03-02
RO Advising on securities 2020-01-31 2023-03-02
RO Dealing in securities 2020-01-31 2023-03-02
Rep Advising on corporate finance 2023-03-02 2023-06-09
Rep Advising on securities 2023-03-02 2023-06-09
Rep Dealing in securities 2023-03-02 2023-06-09
3 MIZUHO SECURITIES ASIA LIMITED Rep Advising on corporate finance 2006-03-28 2006-07-31
Rep Dealing in securities 2006-03-28 2006-07-31
Rep Advising on securities 2006-07-31 2010-02-03
RO Advising on corporate finance 2006-07-31 2010-02-03
RO Dealing in securities 2006-07-31 2010-02-03
4 RHB CAPITAL HONG KONG LIMITED Rep Advising on corporate finance 2010-08-03 2010-09-03
Rep Dealing in securities 2010-08-03 2010-09-03
5 Yuanta Securities (Hong Kong) Company Limited Rep Advising on corporate finance 2023-11-06
Rep Advising on securities 2023-11-06
Rep Dealing in securities 2023-11-06

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