Chan, Rita Yin Nei 陳妍妮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2005-05-11 | 2020-08-12 | Rep | Dealing in securities | 2005-05-11 | 2020-08-12 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2020-11-12 | Rep | Dealing in securities | 2020-11-12 | Rep | Advising on securities | 2020-12-04 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2004-02-12 | Rep | Automated trading services | 2004-02-12 | Rep | Advising on corporate finance | 2005-04-26 | Rep | Dealing in securities | 2005-04-26 |
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