Ng, Howard Ho Yuen 伍浩源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-07-03 | 2008-02-06 |
| 2 | China Hong Kong Capital Asset Management Company Limited | Rep | Asset management | 2016-10-03 | 2016-10-24 | Rep | Dealing in securities | 2016-10-03 | 2016-10-24 | RO | Asset management | 2016-10-24 | 2017-11-30 | RO | Dealing in securities | 2016-10-24 | 2017-11-30 |
| 3 | ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | Advising on futures contracts | 2006-06-19 | Rep | Advising on securities | 2006-06-19 | Rep | Asset management | 2006-06-19 | RO | Advising on futures contracts | 2008-04-03 | 2013-11-23 | RO | Advising on securities | 2008-04-03 | 2013-11-23 | RO | Asset management | 2008-04-03 | 2013-11-23 |
| 4 | Golden K2 Securities Limited | Rep | Dealing in securities | 2021-01-19 | 2021-02-24 | RO | Dealing in securities | 2021-02-24 | 2023-11-28 |
| 5 | Maxcess Capital Limited | Rep | Advising on securities | 2021-01-19 | 2021-02-24 | Rep | Asset management | 2021-01-19 | 2021-02-24 | RO | Advising on securities | 2021-02-24 | RO | Asset management | 2021-02-24 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-11-25 | 2016-04-14 | Rep | Dealing in securities | 2013-11-25 | 2016-04-14 |
| 7 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2006-07-03 | 2008-02-06 |
| 8 | Safari Asia Limited | Rep | Advising on securities | 2016-08-19 | 2016-09-09 | Rep | Asset management | 2016-08-19 | 2016-09-09 | RO | Advising on securities | 2016-09-09 | 2016-09-30 | RO | Asset management | 2016-09-09 | 2016-09-30 |
| 9 | WE Asset Management Limited | RO | Advising on securities | 2018-03-19 | 2020-12-31 | RO | Asset management | 2018-03-19 | 2020-12-31 |
| 10 | WE Securities Limited | RO | Dealing in securities | 2018-10-02 | 2020-12-31 |
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