Nicoletti, Nicola
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BFAM Partners (Hong Kong) Limited | Rep | Asset management | 2017-11-01 | 2021-11-27 |
| 2 | Capstone Investment Advisors (HK) Limited | Rep | Asset management | 2022-06-07 | 2023-05-18 |
| 3 | Capula Investment Management Asia Limited | Rep | Asset management | 2023-08-21 | Rep | Dealing in securities | 2023-08-25 |
| 4 | EIP Alpha Limited | RO | Advising on futures contracts | 2014-02-12 | 2017-09-29 | RO | Advising on securities | 2014-02-12 | 2017-09-29 | RO | Asset management | 2014-02-12 | 2017-09-29 |
| 5 | ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | Advising on futures contracts | 2007-03-07 | 2013-02-18 | Rep | Advising on securities | 2007-03-07 | 2013-02-18 | Rep | Asset management | 2009-06-24 | 2013-02-18 | RO | Advising on futures contracts | 2013-02-18 | 2014-09-24 | RO | Advising on securities | 2013-02-18 | 2014-09-24 | RO | Asset management | 2013-02-18 | 2014-09-24 |
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