So, Paul Ho Ching 蘇浩程
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2008-01-09 | 2010-01-13 | Rep | Asset management | 2008-01-09 | 2010-01-13 | RO | Advising on corporate finance | 2010-01-13 | 2010-04-11 | RO | Advising on securities | 2010-01-13 | 2010-04-11 | RO | Asset management | 2010-01-13 | 2010-04-11 |
| 2 | ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | Advising on securities | 2010-05-28 | 2011-02-14 | Rep | Asset management | 2010-05-28 | 2011-02-14 | Rep | Advising on futures contracts | 2010-05-28 | 2013-10-08 | RO | Advising on securities | 2011-02-14 | 2014-05-10 | RO | Asset management | 2011-02-14 | 2014-05-10 | RO | Advising on corporate finance | 2012-01-06 | 2014-05-10 | RO | Advising on futures contracts | 2013-10-08 | 2014-05-26 |
| 3 | Legal & General Investment Management Asia Limited | RO | Asset management | 2014-12-01 | 2020-12-31 | RO | Dealing in securities | 2014-12-01 | 2020-12-31 | RO | Dealing in futures contracts | 2017-10-16 | 2020-12-31 |
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