Wong, Wai Kar 王惠嘉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Avenue Asset Management Limited (HK) | Rep | Advising on securities | 2019-02-12 | 2019-04-01 | Rep | Asset management | 2019-02-12 | 2019-04-01 | RO | Advising on securities | 2019-04-01 | 2019-08-27 | RO | Asset management | 2019-04-01 | 2019-08-27 |
| 2 | Avenue Family Office Limited | Rep | Advising on securities | 2019-02-12 | 2019-04-01 | Rep | Asset management | 2019-02-12 | 2019-04-01 | Rep | Dealing in securities | 2019-02-12 | 2019-04-01 | RO | Advising on securities | 2019-04-01 | 2019-08-27 | RO | Asset management | 2019-04-01 | 2019-08-27 | RO | Dealing in securities | 2019-04-01 | 2019-08-27 |
| 3 | AVENUE INVESTMENT MANAGEMENT LIMITED | RO | Asset management | 2019-08-28 | 2022-10-31 | Rep | Advising on securities | 2020-04-06 | 2022-10-31 | Rep | Dealing in securities | 2020-04-06 | 2022-10-31 |
| 4 | ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | Advising on securities | 2010-04-28 | 2011-09-09 | Rep | Asset management | 2010-04-28 | 2011-09-09 |
| 5 | GIGA (HONG KONG) LIMITED | Rep | Advising on securities | 2003-10-21 | 2010-04-01 | Rep | Asset management | 2009-12-17 | 2010-04-01 |
| 6 | Gopher Redwoods Asset Management Limited | Rep | Advising on securities | 2022-11-21 | 2022-12-23 | Rep | Asset management | 2022-11-21 | 2022-12-23 | RO | Advising on securities | 2022-12-23 | RO | Asset management | 2022-12-23 |
| 7 | Nexus Investment Advisors Limited | Rep | Asset management | 2014-06-05 | 2018-06-26 | Rep | Advising on securities | 2014-09-02 | 2018-06-26 | RO | Advising on securities | 2018-06-26 | 2019-01-22 | RO | Asset management | 2018-06-26 | 2019-01-22 | RO | Dealing in securities | 2018-06-26 | 2019-01-22 |
| 8 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-12-11 | Rep | Asset management | 2023-12-11 | Rep | Dealing in securities | 2023-12-11 |
| 9 | Samena Capital Hong Kong Limited | Rep | Advising on securities | 2013-01-16 | 2014-03-25 | Rep | Asset management | 2013-01-16 | 2014-03-25 | RO | Advising on securities | 2014-03-25 | 2014-05-30 | RO | Asset management | 2014-03-25 | 2014-05-30 |
| 10 | TRISKELE CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2011-10-26 | 2012-09-10 | Rep | Asset management | 2011-10-26 | 2012-09-10 |
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