Ng, Kai Pong (SFC:AOB433) 伍啟邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-11-19 | 2015-02-02 |
| 2 | FDB Financial Group Limited | Rep | Advising on corporate finance | 2006-10-19 | 2010-01-31 | Rep | Advising on securities | 2008-05-02 | 2010-01-31 | Rep | Asset management | 2008-05-02 | 2010-01-31 |
| 3 | INNOVAX CAPITAL LIMITED | Rep | Dealing in securities | 2017-01-09 | Rep | Advising on corporate finance | 2017-01-09 | 2017-03-21 | RO | Advising on corporate finance | 2017-03-21 |
| 4 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-03-03 | 2013-11-06 |
| 5 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2010-03-03 | 2011-06-30 |
| 6 | Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2015-02-17 | 2016-06-24 | RO | Advising on corporate finance | 2016-06-24 | 2016-10-24 |
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