Law, Ting Pong (SFC:ATO654) 羅定邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ATHENA WEALTH MANAGEMENT LIMITED | RO | Asset management | 2017-07-17 | |
| 2 | ATHENA WEALTH MANAGEMENT LIMITED | RO | Dealing in securities | 2017-07-17 | |
| 3 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2023-03-31 | |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-08-19 | 2012-07-01 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-10-16 | 2012-07-01 |
| 6 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Asset management | 2012-08-16 | 2013-01-07 |
| 7 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Dealing in securities | 2012-08-16 | 2013-01-07 |
| 8 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Asset management | 2013-03-18 | 2017-07-17 |
| 9 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Dealing in securities | 2013-03-18 | 2017-07-17 |
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