Greaton, Timothy Love
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-13 | Rep | Advising on securities | 2004-10-13 | Rep | Asset management | 2004-10-13 | Rep | Dealing in securities | 2013-03-29 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-08-20 | 2013-03-29 |
| 3 | Nikko Asset Management Hong Kong Limited | Rep | Advising on securities | 2015-05-14 | 2019-09-26 | Rep | Asset management | 2015-05-14 | 2019-09-26 | Rep | Dealing in securities | 2015-05-14 | 2019-09-26 | RO | Advising on securities | 2019-09-26 | RO | Asset management | 2019-09-26 | RO | Dealing in securities | 2019-09-26 |
| 4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2013-07-31 | 2015-01-08 | Rep | Dealing in securities | 2013-07-31 | 2015-01-08 |
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