Lam, Elsa Yuk Ying 林玉英
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Asset management | 2013-08-01 | 2013-09-13 |
| 2 | HF Asset Management Limited (HK) | Rep | Asset management | 2014-02-13 | 2014-03-17 | RO | Asset management | 2014-03-17 | 2015-02-23 |
| 3 | KINGDOM INVESTMENT MANAGERS LIMITED | RO | Advising on securities | 2018-02-20 | 2020-09-23 | RO | Asset management | 2018-02-20 | 2020-09-23 |
| 4 | KINGSTON FUTURES LIMITED | Rep | Advising on futures contracts | 2004-09-13 | Rep | Asset management | 2004-09-13 | Rep | Dealing in futures contracts | 2006-04-25 | Rep | Dealing in futures contracts | 2006-10-17 | 2007-06-07 |
| 5 | KINGSTON SECURITIES LIMITED | Rep | Automated trading services | 2003-07-04 | Rep | Advising on corporate finance | 2004-09-13 | Rep | Advising on securities | 2004-09-13 | Rep | Asset management | 2004-09-13 | Rep | Dealing in securities | 2006-04-25 | Rep | Dealing in securities | 2006-10-17 | 2007-06-07 |
| 6 | Merdeka Investment Management Limited | RO | Advising on securities | 2021-11-01 | RO | Asset management | 2021-11-01 |
| 7 | Merdeka Securities Limited | Rep | Dealing in securities | 2021-11-01 | |
| 8 | Midas Securities Limited | RO | Advising on securities | 2017-02-21 | 2017-12-01 | RO | Asset management | 2017-02-21 | 2017-12-01 | RO | Dealing in futures contracts | 2017-02-21 | 2017-12-01 | RO | Dealing in securities | 2017-02-21 | 2017-12-01 |
| 9 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2007-06-29 | 2009-09-03 | Rep | Dealing in securities | 2007-06-29 | 2009-09-03 | Rep | Leveraged foreign exchange trading | 2007-07-19 | 2009-09-03 | Rep | Asset management | 2007-09-03 | 2009-09-03 |
| 10 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-24 | 2010-01-31 |
| 11 | VC ASSET MANAGEMENT LIMITED | RO | Asset management | 2010-06-25 | 2013-06-01 | RO | Asset management | 2015-03-19 | 2017-02-15 |
| 12 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2010-02-26 | 2013-06-01 | Rep | Dealing in securities | 2015-03-19 | 2017-02-15 |
| 13 | VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-02-26 | 2013-06-01 | Rep | Dealing in futures contracts | 2015-03-19 | 2017-02-15 |
| 14 | Well Link International Securities Limited | Rep | Dealing in futures contracts | 2009-09-24 | 2010-01-31 |
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