Nock, Michael Norman
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aardvark Fund Management Limited | RO | Asset management | 2009-09-24 | 2021-07-19 |
| 2 | Allard Partners Limited | RO | Advising on corporate finance | 2007-06-08 | RO | Advising on securities | 2007-06-08 | RO | Asset management | 2007-06-08 |
| 3 | DORIC CAPITAL CORPORATION | RO | Advising on corporate finance | 2003-11-10 | RO | Advising on securities | 2009-01-23 | RO | Asset management | 2009-01-23 | RO | Advising on futures contracts | 2003-11-14 | 2009-01-23 | Rep | Advising on futures contracts | 2009-01-23 | 2009-09-17 | Rep | Advising on securities | 2009-01-23 | 2009-09-17 | Rep | Asset management | 2009-01-23 | 2009-09-17 |
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