Ritter, Eric J
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAMON ASIAN ADVISORS LIMITED | Rep | Asset management | 2011-03-29 | 2011-06-20 | Rep | Advising on securities | 2011-03-29 | 2012-12-31 | RO | Asset management | 2011-06-20 | 2012-12-31 |
2 | HAMON ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-03-29 | 2011-06-20 | Rep | Advising on futures contracts | 2011-03-29 | 2012-12-31 | Rep | Advising on securities | 2011-03-29 | 2012-12-31 | RO | Asset management | 2011-06-20 | 2012-12-31 |
3 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2011-03-29 | 2011-06-20 | Rep | Advising on futures contracts | 2011-03-29 | 2012-12-31 | Rep | Advising on securities | 2011-03-29 | 2012-12-31 | RO | Asset management | 2011-06-20 | 2012-12-31 |
4 | Nezu Asia Capital Management Limited | RO | Asset management | 2006-01-09 | 2011-03-12 |
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