Chan, Robert Yee Hoi 陳以海
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INVESTPORT (H.K.) LIMITED | Rep | Advising on futures contracts | 2019-05-16 | 2020-10-14 | Rep | Advising on securities | 2019-05-16 | 2020-10-14 | Rep | Asset management | 2019-05-16 | 2020-10-14 | Rep | Dealing in securities | 2019-05-16 | 2020-10-14 | RO | Advising on futures contracts | 2020-10-14 | 2022-02-28 | RO | Advising on securities | 2020-10-14 | 2022-02-28 | RO | Asset management | 2020-10-14 | 2022-02-28 | RO | Dealing in securities | 2020-10-14 | 2022-02-28 |
| 2 | Techno Horizon Limited | RO | Advising on securities | 2022-05-16 | RO | Asset management | 2022-05-16 |
| 3 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-09-27 | 2019-04-29 |
| 4 | WING FUNG SECURITIES LIMITED | Rep | Asset management | 2018-09-27 | 2019-04-29 | Rep | Dealing in securities | 2018-09-27 | 2019-04-29 | Rep | Advising on futures contracts | 2018-12-20 | 2019-04-29 | Rep | Advising on securities | 2018-12-20 | 2019-04-29 |
| 5 | YF ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-02-23 | 2018-08-31 |
| 6 | YF FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-02-23 | 2018-08-31 |
| 7 | YF SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-02-23 | 2018-08-31 |
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