Lai, Iven Tak Leung 黎德良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACU ASSET MANAGEMENT LIMITED | RO | Asset management | 2018-03-21 | 2019-03-29 |
| 2 | ACU SECURITIES LIMITED | RO | Advising on securities | 2016-02-18 | 2019-03-29 | RO | Dealing in securities | 2016-02-18 | 2019-03-29 |
| 3 | ALPINE SECURITIES LIMITED | Rep | Advising on securities | 2022-10-26 | 2022-11-21 | Rep | Dealing in securities | 2022-10-26 | 2022-11-21 | RO | Advising on securities | 2022-11-21 | RO | Dealing in securities | 2022-11-21 |
| 4 | GET NICE FUTURES COMPANY LIMITED | Rep | Asset management | 2004-11-25 | Rep | Advising on futures contracts | 2005-09-28 | Rep | Dealing in futures contracts | 2005-09-28 |
| 5 | GET NICE SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-09-28 | Rep | Advising on securities | 2005-09-28 | Rep | Asset management | 2005-09-28 | Rep | Dealing in securities | 2005-09-28 |
| 6 | GT CAPITAL LIMITED | Rep | Dealing in securities | 2010-11-30 | 2011-03-18 | RO | Dealing in securities | 2011-03-18 | 2012-03-16 |
| 7 | Hong Kong Securities Holdings Limited (d2017-02-17) | RO | Dealing in securities | 2012-03-19 | 2012-08-15 |
| 8 | OKACHI (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-10-03 | 2010-10-19 |
| 9 | OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | Dealing in securities | 2005-10-03 | 2010-10-19 |
| 10 | QUASAR ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-04-08 | 2019-04-09 | Rep | Asset management | 2019-04-08 | 2019-04-09 | RO | Advising on securities | 2019-04-09 | 2022-09-29 | RO | Asset management | 2019-04-09 | 2022-09-29 |
| 11 | QUASAR SECURITIES CO., LIMITED | Rep | Dealing in securities | 2019-04-08 | 2019-04-09 | RO | Dealing in securities | 2019-04-09 | 2022-09-29 |
| 12 | Realord Asia Pacific Securities Limited | Rep | Dealing in securities | 2012-10-16 | 2012-10-30 | RO | Dealing in securities | 2012-10-30 | 2013-07-08 |
| 13 | Vantage New Generation Securities Limited | RO | Dealing in securities | 2013-07-22 | 2015-01-16 | RO | Advising on securities | 2014-08-12 | 2015-01-16 |
| 14 | Wanhai Securities (HK) Limited | RO | Advising on securities | 2015-02-02 | 2016-01-22 | RO | Dealing in securities | 2015-02-02 | 2016-01-22 |
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