Lo, Kwok Wa (SFC:AMW513) 盧國華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2005-12-31 | 2006-09-04 | Rep | Asset management | 2005-12-31 | 2006-09-04 | Rep | Dealing in securities | 2006-04-21 | 2006-09-04 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2006-09-25 | 2008-01-26 | Rep | Asset management | 2006-09-25 | 2008-01-26 | Rep | Dealing in securities | 2006-09-25 | 2008-01-26 |
| 3 | Global Value Chain Investment Corporation Limited | RO | Asset management | 2015-02-02 | 2021-05-31 |
| 4 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2008-03-25 | 2009-02-14 | Rep | Asset management | 2008-03-25 | 2009-02-14 |
| 5 | VisionGain Capital Limited | Rep | Advising on securities | 2009-04-21 | 2009-05-21 | Rep | Asset management | 2009-04-21 | 2009-05-21 | RO | Advising on securities | 2009-05-21 | 2015-02-01 | RO | Asset management | 2009-05-21 | 2015-02-01 |
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