Arkey, Anthony Alan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HONG KONG ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | 2004-07-20 | |
| 2 | HONG KONG ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2004-07-20 | |
| 3 | HONG KONG ASSET MANAGEMENT LIMITED | RO | Dealing in securities | 2011-12-21 | 2013-07-01 |
| 4 | HONG KONG ASSET MANAGEMENT LIMITED | RO | Asset management | 2014-03-01 | |
| 5 | HONG KONG ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2005-11-21 | 2014-03-01 |
| 6 | HONG KONG ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2014-04-04 | 2014-06-13 |
| 7 | HONG KONG ASSET MANAGEMENT LIMITED | RO | Asset management | 2014-04-04 | 2014-06-13 |
| 8 | Capstone Financial (HK) Limited | RO | Dealing in securities | 2015-01-26 | 2020-05-07 |
| 9 | Capstone Financial (HK) Limited | RO | Advising on securities | 2014-07-30 | 2021-04-30 |
| 10 | Capstone Financial (HK) Limited | RO | Asset management | 2015-01-26 | 2021-04-30 |
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