Cheng, Stephen Kwok Wai 鄭國偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-04-30 | 2008-09-29 | Rep | Dealing in securities | 2008-04-30 | 2008-09-29 |
| 2 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-10 | 2008-12-10 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2008-12-10 | Rep | Dealing in securities | 2008-10-10 | 2008-12-10 |
| 4 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-10 | 2008-12-10 |
| 5 | OMNIX CAPITAL LIMITED | RO | Asset management | 2009-03-19 | |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2005-03-01 | Rep | Asset management | 2005-03-01 | Rep | Advising on securities | 2005-04-27 | RO | Advising on securities | 2005-04-27 | 2007-01-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy