Chan, Tung Him 陳棟謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-11-19 | 2007-12-31 | Rep | Asset management | 2007-12-31 | 2015-08-21 | RO | Dealing in securities | 2007-12-31 | 2015-08-21 |
| 2 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-01-27 | 2007-11-07 | Rep | Dealing in futures contracts | 2005-09-20 | 2007-11-07 |
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