Ho, Stanley Yaun 何仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KKR CAPITAL MARKETS ASIA LIMITED | Rep | Dealing in securities | 2010-10-26 | 2010-12-08 | RO | Dealing in securities | 2010-12-08 | 2021-07-21 | RO | Advising on securities | 2010-12-30 | 2021-07-21 |
| 2 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2008-10-02 | 2010-03-01 | Rep | Dealing in securities | 2008-10-02 | 2010-03-01 | RO | Advising on corporate finance | 2010-03-01 | 2010-10-16 | RO | Dealing in securities | 2010-03-01 | 2010-10-16 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-06-25 | Rep | Advising on securities | 2003-06-25 | Rep | Asset management | 2003-06-25 | Rep | Dealing in securities | 2003-06-25 |
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