Li, Pak Keung 李栢強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC FINANCIAL SERVICES LIMITED (d2015-11-19) | RO | Dealing in securities | 2009-06-26 | 2010-10-23 |
| 2 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-07-17 | 2010-10-23 |
| 3 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2009-05-05 | 2009-06-04 | Rep | Advising on securities | 2009-05-05 | 2009-07-09 | Rep | Dealing in futures contracts | 2009-05-05 | 2009-07-09 | RO | Dealing in securities | 2009-06-04 | 2010-10-23 | RO | Advising on securities | 2009-07-09 | 2010-10-23 |
| 4 | Forthright Capital Management Limited | RO | Dealing in securities | 2020-09-02 | 2021-10-05 |
| 5 | FORTHRIGHT SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2016-05-12 | 2021-10-05 | RO | Advising on securities | 2017-10-25 | 2021-10-05 | RO | Advising on futures contracts | 2019-12-18 | 2021-10-05 | RO | Dealing in futures contracts | 2019-12-18 | 2021-10-05 |
| 6 | MUSHK Limited | Rep | Advising on futures contracts | 2003-10-24 | 2005-03-19 | Rep | Advising on securities | 2003-10-24 | 2005-03-19 | Rep | Dealing in futures contracts | 2003-10-24 | 2005-03-19 | Rep | Dealing in securities | 2003-10-24 | 2005-03-19 | RO | Advising on futures contracts | 2005-03-19 | 2008-11-01 | RO | Advising on securities | 2005-03-19 | 2008-11-01 | RO | Dealing in futures contracts | 2005-03-19 | 2008-11-01 | RO | Dealing in securities | 2005-03-19 | 2008-11-01 |
| 7 | SHENG YUAN SECURITIES LIMITED | RO | Advising on securities | 2010-11-05 | 2013-05-25 | RO | Dealing in securities | 2010-11-05 | 2013-05-25 | RO | Dealing in futures contracts | 2012-08-28 | 2013-05-25 |
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