Rigby, Simon John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2003-09-25 | 2011-11-30 | Rep | Dealing in securities | 2003-09-25 | 2011-11-30 | Rep | Advising on securities | 2006-08-09 | 2011-11-30 |
| 2 | MIRABAUD (FAR EAST) LIMITED | RO | Advising on securities | 2003-07-31 | 2006-04-28 | RO | Asset management | 2003-07-31 | 2006-04-28 |
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