Totton, Craig Thomas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICAP Securities Hong Kong Limited | Rep | Dealing in futures contracts | 2016-02-25 | 2017-11-07 | Rep | Dealing in securities | 2016-02-25 | 2017-11-07 | RO | Dealing in futures contracts | 2017-11-07 | 2018-09-30 | RO | Dealing in securities | 2017-11-07 | 2018-09-30 | RO | Automated trading services | 2018-04-27 | 2018-09-30 | RO | Automated trading services | 2018-10-01 | 2020-02-14 | RO | Dealing in futures contracts | 2018-10-01 | 2020-02-14 | RO | Dealing in securities | 2018-10-01 | 2020-02-14 |
| 2 | TULLETT PREBON (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2010-08-26 | 2014-09-26 | RO | Dealing in securities | 2010-08-26 | 2014-09-26 | RO | Automated trading services | 2014-06-09 | 2014-09-26 |
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