Lin, Fong Ki 林芳奇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA CIFCO SECURITIES CO., LIMITED | Rep | Dealing in securities | 2017-09-18 | 2018-05-09 |
2 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-03-22 | 2018-05-09 |
3 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-05-21 | 2021-10-22 |
4 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2018-05-21 | 2021-10-22 |
5 | Huaan Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2021-12-17 | Rep | Advising on securities | 2021-12-24 |
6 | Huaan Securities (Hong Kong) Futures Limited | Rep | Dealing in futures contracts | 2021-12-17 | Rep | Advising on futures contracts | 2021-12-24 |
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