Ma, Yanting 馬燕婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2017-03-23 | 2019-08-12 | Rep | Dealing in securities | 2017-03-23 | 2019-08-12 | Rep | Advising on securities | 2019-05-06 | 2019-08-12 | Rep | Advising on securities | 2021-03-02 | Rep | Dealing in securities | 2021-03-02 |
| 2 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Dealing in securities | 2019-09-10 | 2021-03-02 | Rep | Advising on corporate finance | 2019-11-01 |
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