Xie, Yunqin 解云欽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Fortune Asset Management Limited | RO | Asset management | 2023-01-05 | 2023-07-19 | RO | Advising on securities | 2023-05-05 | 2023-07-19 |
| 2 | Beevest Securities Limited | RO | Advising on securities | 2022-01-19 | 2023-07-19 | RO | Dealing in securities | 2022-01-19 | 2023-07-19 | RO | Dealing in futures contracts | 2023-05-05 | 2023-07-19 |
| 3 | Fortune Origin Securities Limited | Rep | Advising on securities | 2019-03-22 | 2019-11-11 | Rep | Asset management | 2019-03-22 | 2019-11-11 | Rep | Dealing in securities | 2019-03-22 | 2019-11-11 |
| 4 | KAM LUEN SECURITIES LIMITED | Rep | Advising on securities | 2020-03-19 | 2020-04-20 | Rep | Asset management | 2020-03-19 | 2020-04-20 | Rep | Dealing in securities | 2020-03-19 | 2020-04-20 | RO | Advising on securities | 2020-04-20 | 2021-06-27 | RO | Asset management | 2020-04-20 | 2021-06-27 | RO | Dealing in securities | 2020-04-20 | 2021-06-27 |
| 5 | Leading Securities Company Limited | Rep | Advising on securities | 2018-01-02 | 2019-03-03 | Rep | Asset management | 2018-01-02 | 2019-03-03 | Rep | Dealing in securities | 2018-01-02 | 2019-03-03 |
| 6 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-03-24 | 2017-05-08 |
| 7 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2017-10-18 | 2017-11-07 |
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