Ho, Kai Chun (SFC:BJG749) 何佳俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASA SECURITIES LIMITED | Rep | Dealing in securities | 2017-03-27 | 2019-11-29 | Rep | Dealing in futures contracts | 2017-05-02 | 2019-11-29 |
| 2 | Hua Liang Asset Management Limited | Rep | Asset management | 2020-04-28 | 2022-08-03 | RO | Asset management | 2022-08-03 | RO | Advising on securities | 2023-09-26 |
| 3 | Hua Liang Securities Limited | Rep | Dealing in futures contracts | 2020-04-14 | 2021-01-29 | Rep | Dealing in securities | 2020-04-14 | 2021-01-29 | Rep | Advising on futures contracts | 2020-04-28 | 2022-03-04 | Rep | Advising on securities | 2020-04-28 | 2022-03-04 | RO | Dealing in futures contracts | 2021-01-29 | RO | Dealing in securities | 2021-01-29 | RO | Advising on futures contracts | 2022-03-04 | RO | Advising on securities | 2022-03-04 |
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