Yin, Chenggong 尹成功
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-04-03 | 2019-05-31 | Rep | Dealing in securities | 2017-04-03 | 2019-05-31 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2021-01-06 | 2022-10-27 | Rep | Dealing in securities | 2021-01-06 | 2022-10-27 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2021-01-06 | 2022-10-27 |
| 4 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2023-04-18 | |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2019-07-08 | 2020-09-17 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2019-07-08 | 2020-09-17 | Rep | Dealing in securities | 2019-07-08 | 2020-09-17 |
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