Li, Jun (SFC:BJG656) 李隽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Post & Capital Global Asset Management Limited | Rep | Advising on securities | 2017-04-03 | 2018-09-06 | Rep | Asset management | 2017-04-03 | 2018-09-06 | Rep | Dealing in securities | 2017-04-03 | 2018-09-06 |
| 2 | CSOP Asset Management Limited | Rep | Advising on securities | 2018-09-19 | 2018-10-31 | Rep | Asset management | 2018-09-19 | 2018-10-31 | Rep | Dealing in securities | 2018-09-19 | 2018-10-31 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2019-01-25 | 2021-04-21 | Rep | Asset management | 2019-01-25 | 2021-04-21 | Rep | Advising on futures contracts | 2019-04-16 | 2021-04-21 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-01-25 | 2020-12-09 | Rep | Asset management | 2019-01-25 | 2020-12-09 | Rep | Advising on futures contracts | 2019-04-16 | 2020-12-09 |
| 5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2019-01-25 | 2021-04-21 | Rep | Asset management | 2019-01-25 | 2021-04-21 | Rep | Dealing in securities | 2019-01-25 | 2021-04-21 |
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