Cheng, James Wai Lam 鄭暐霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NFH Asset Management Limited | RO | Advising on securities | 2017-06-13 | RO | Asset management | 2017-06-13 |
| 2 | NFH Corporate Finance Limited | RO | Advising on corporate finance | 2017-06-13 | |
| 3 | NFH Securities and Futures Limited | RO | Advising on futures contracts | 2017-06-13 | RO | Dealing in futures contracts | 2017-06-13 | RO | Dealing in securities | 2017-06-13 |
| 4 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2009-05-14 | 2013-01-18 |
| 5 | Rifa Securities Limited | Rep | Dealing in securities | 2008-09-22 | 2010-01-07 | RO | Dealing in securities | 2010-01-07 | 2013-01-18 |
| 6 | TFI Asset Management Limited | RO | Advising on securities | 2010-04-30 | 2013-01-18 |
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