Tse, Ming Kwong 謝明光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | VC ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-03-09 | 2020-09-30 |
| 2 | VC BROKERAGE LIMITED | RO | Automated trading services | 2003-08-26 | RO | Dealing in securities | 2020-09-30 | RO | Advising on securities | 2005-01-20 | 2020-09-30 |
| 3 | VC FUTURES LIMITED | RO | Dealing in futures contracts | 2020-09-30 | RO | Advising on futures contracts | 2005-01-20 | 2020-09-30 |
| 4 | Wealthy Securities Limited | Rep | Advising on securities | 2020-10-07 | 2020-10-12 | Rep | Asset management | 2020-10-07 | 2020-10-12 | Rep | Dealing in securities | 2020-10-07 | 2020-10-12 | RO | Advising on securities | 2020-10-12 | 2023-09-30 | RO | Asset management | 2020-10-12 | 2023-09-30 | RO | Dealing in securities | 2020-10-12 | 2023-09-30 |
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