Chan, Ka Wan 陳嘉韻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Markets Limited | Rep | Dealing in securities | 2011-01-13 | 2011-10-18 |
| 2 | Beevest Securities Limited | Rep | Dealing in securities | 2007-01-23 | 2011-01-01 |
| 3 | BOCOM International Securities Limited | Rep | Dealing in securities | 2011-10-26 | 2012-11-30 |
| 4 | DELTA ASIA SECURITIES LIMITED | Rep | Automated trading services | 2003-11-07 | Rep | Advising on corporate finance | 2004-05-11 | Rep | Advising on securities | 2004-05-11 | Rep | Asset management | 2004-05-11 | Rep | Dealing in securities | 2007-01-19 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-02-28 | 2014-04-16 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2014-04-28 | 2015-01-16 |
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