Wong, Yat Lam (SFC:AHY120) 王逸林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alliance Capital Partners Limited (HK) | Rep | Advising on corporate finance | 2016-04-26 | 2016-07-13 | Rep | Dealing in securities | 2016-04-26 | 2016-07-13 | RO | Advising on corporate finance | 2016-07-13 | 2022-01-31 | RO | Dealing in securities | 2016-07-13 | 2022-01-31 |
| 2 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-05-21 | 2010-08-25 | Rep | Advising on securities | 2007-06-18 | 2010-08-25 | Rep | Dealing in securities | 2007-06-18 | 2010-08-25 |
| 3 | DELOITTE & TOUCHE CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2005-09-13 | 2006-03-20 |
| 4 | EMPEROR CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2022-03-09 | 2022-06-24 | Rep | Dealing in securities | 2022-03-09 | 2022-06-24 | RO | Advising on corporate finance | 2022-06-24 | 2023-10-31 | RO | Dealing in securities | 2022-06-24 | 2023-10-31 |
| 5 | Essence Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-04-27 | 2012-09-24 | RO | Advising on corporate finance | 2012-09-24 | 2013-05-13 |
| 6 | FIRST SHANGHAI CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-08-26 | Rep | Advising on corporate finance | 2006-04-18 | 2007-05-10 |
| 7 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2013-05-23 | 2013-07-30 | Rep | Dealing in securities | 2013-05-23 | 2015-03-13 | RO | Advising on corporate finance | 2013-07-30 | 2016-04-21 | RO | Dealing in securities | 2015-03-13 | 2016-04-21 |
| 8 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2010-09-13 | 2011-07-04 | Rep | Dealing in securities | 2010-09-13 | 2012-02-03 | RO | Advising on corporate finance | 2011-07-04 | 2012-02-03 |
| 9 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2023-12-14 | 2024-02-07 | RO | Advising on corporate finance | 2024-02-07 |
| 10 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2023-12-14 | 2024-02-07 | RO | Dealing in securities | 2024-02-07 |
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